Magical. Mysterious. Heartbreaking. Perplexing. It’s hard to come up with just the right adjective to describe The Mermaid by Hans Christian Andersen. His storyline does not fit squarely into the fairy tale world that rewards virtue (think Cinderella) nor does it fall neatly into the anti-fairy tale world that punishes vice (think Godfather Death). It’s a little of both, kind of like real life, and that makes it surprisingly uncomfortable in a child’s story.

Nevertheless, I include it in my line-up of fairy tales because that discomfort makes it a powerful teaching tool. Let’s take a look at the plot and then try to understand the lessons Hans Christian Andersen was trying to get across. There is tremendous wisdom there for parents and children alike.

PLOT SUMMARY

Exposition – The Background

Though no humans have ever seen it, a great kingdom exists deep under the sea. It is ruled by the sea king who lives with his mother and six charming mermaid daughters. Like all mermaids, they are created to live 300 years, upon the expiration of which they will turn into seafoam.

The daughters have a strong fascination with the human world above but are not permitted to go there until their fifteenth birthday. In the meantime, they content themselves with their grandmother’s stories about humans and collect various artifacts from shipwrecks and the like. One by one, each sister has her turn to go to the surface until it comes to the youngest, called simply “the little mermaid.”

Inciting Incident – The Problem

The little mermaid spends her first night above the surface of the ocean watching a party aboard a great ship. As it turns out, the crew was celebrating the sixteenth birthday of a handsome prince. A storm sweeps in, lightning strikes, and the ship begins to go under.

The little mermaid, who was watching the prince most intently, sees that he has been knocked unconscious. She at first plans to take him home to her collection but then realizes he would die under water. She instead swims him to shore and leaves him on the beach.

Rising Action – The Build-up

From that day forward, the little mermaid falls into a downcast state. She thinks of the prince all the time and hopes in vain to see him again. As her grandmother explains, mermaids are not made for the human world. Not only do they lack legs, but they also do not have souls. Not willing to give up her dream of being with the prince, she eventually goes to the sea witch and begs her help.

Climax – The Point of No Return

The sea witch agrees to change the little mermaid’s tail into legs so she can join the human world. In exchange the little mermaid must give up her voice, which is her most alluring asset and the essence of who she is. Though her legs will be beautiful on the outside, they will cause her great pain. With each step, she will feel as though she is walking on knives.

Additionally, the little mermaid must win the love of the prince to stay a human. If he marries another, she will die and instantly turn into seafoam, forfeiting the 300 years she otherwise would have had.  Even knowing all this, the little mermaid accepts the bargain, drinks a magical potion, and gets legs.

Falling Action – The Unraveling

On land, the little mermaid soon meets the prince. He is taken with her and eventually confesses that he loves her better than anyone else, but he nonetheless pines after the elusive woman who had previously saved him from the shipwreck. All the while, the prince has no idea that the little mermaid is indeed she. Without her voice, the she is unable to tell him who she really is.

The prince’s father arranges for him to be married to a princess from a nearby kingdom. The prince reluctantly agrees to meet the princess and ends up believing her the woman who saved him. (Unlike in the Disney version, the princess does not try to deceive the prince, he simply believes it of his own will. She’s the one, so to speak.)

The two are married at once in a grand ceremony at sea with the little mermaid in attendance.

Resolution – Almost Happily Ever After

The poor little mermaid is miserable during the ceremony and reception, for she knows that she will die upon the following morn. In the final moments before the sunrise, her mermaid sisters rise to the surface and try to help her. They present her with a magical dagger they got from the sea witch and beg her to kill the prince. If she does so, she will get her mermaid life back.

The little mermaid nearly kills him but thinks better of it. No sooner does the sun come up, then she dies according to the terms of her agreement with the sea witch.

Unexpectedly, however, the little mermaid finds herself in the presence of beings called “daughters of the air.” In her new state, she will have 300 years to win a soul by doing unseen good in the human world. Though in the end she does not get to live happily ever with the prince, she will get to live eternally in heaven.

PLOT ANALYSIS

Few of my students ever like the ending of The Mermaid though they mostly see the justice of it. The reason the little mermaid does not get to live happily ever after with the prince is because she was not created for that purpose. She was made to be a mermaid, not a human. What’s more, she clearly compromises herself when she bargains with the sea witch, so the human life she assumes is false.

But if she does not deserve to get the prince, then why does she get to win a soul? After all, mermaids are supposed to live their mortal lives for 300 years and then turn into seafoam—no soul, no heaven, nothing. And yet she gets something better than her mermaid family when she rises up with the daughters of the air upon her death.  

In order to answer that question, we need to first examine the world of the story.

Ocean, Earth, Sky, Heaven

Hans Christian Andersen builds a natural hierarchy into his setting that begins with the ocean on the bottom, moves up to the earth, then onto the sky, and concludes with heaven.

The mermaids of the ocean are akin to animals in that they have bodies but do not have souls. As such, they are lower than their earthly counterparts, the humans, who have bodies and souls. The daughters of the air are kind of in limbo. They have neither body nor soul but the promise of both. Finally, heaven is the highest place, and it can only be reached with a soul.

The “Voice” of the Soul

Though the mermaids do not have souls, they do have beautiful voices. In fact, their voices are their essence. That means that when the little mermaid bargains with the sea witch and sells her voice, it is kind of like she is selling her soul to the devil.

So intent is she on marrying the prince that she is willing to compromise herself beyond recognition. One drink of the sea witch’s potion and her mermaid tail turns into legs. She likes that trade, despite the physical pain it entails, because it makes her more attractive to the prince. But she also loses her voice, which makes her less attractive. Not only is she unable to win his love through her songs, but she cannot even tell him who she is.

Literally, her identity is gone; figuratively, her true self, her very essence, is lost.

My students generally have mixed feelings about the little mermaid’s deal with the sea witch. Many are inclined to see it as a rather innocent or even commendable action because she is “following her heart.” The problem with that interpretation, however, is that it forgets that the little mermaid does not have a human heart to follow. She is less than a human, so to speak. Thus, her heart is not guiding her in a virtuous sense but in more of an instinctual, covetous sense.

To Be Human

Luckily, the little mermaid finds her true self in the final moments of her life when she is given the chance to kill the prince in order to save herself. As we know, she chooses to let herself die rather than kill him. This act is the first selfless one she has performed.

To review, everything in her life up to that point was designed for her sake. She wants to marry the prince because she wants him and the immortal soul marriage could give her. Of course she saves his life on the shipwreck, but she does so to add him to her collection. Hence, even that service is rendered thinking first of herself.

In contrast, she saves the prince’s life in the end, full-knowing she will lose her own. Her sisters, well-intentioned as they are, behave like mermaids when they give her the knife. “Look out for yourself,” they remind her in short. Theirs is a survival instinct. Yet, the little mermaid has overcome that instinct in herself. She has become like a human in that she finally knows the meaning of love. She knows that true love, agape, is about sacrifice.

In that final act of sacrificial love, she wins a place among the daughters of the sky. She likewise gets her voice back and wins the promise of a soul.

CONCLUSION

Even if you are extremely faithful, this ending is a hard one, especially for a child. Hans Christian Andersen knew that to be the case, yet he wrote it anyways. Simply put, he wanted to teach children to consider the full weight of their actions. His message, though grave, is not meant to scare.

We can tell this by looking at his narrative voice. Hans Christian Andersen is what I call a parent narrator. His voice is wise and discerning, gentle and reassuring as he tells what turns out to be a very sad story. As readers, we know he cares for his little mermaid much as the sea king does. He does not want the little mermaid to trade her voice to the sea witch for a false promise of happily ever after, nor does he want any of his readers to make similarly fatal mistakes.

Yet he does not scold or rebuke the little mermaid. He knows such headstrong desires are a part of life. Like a good parent, he trusts his little mermaid will figure out her mistakes and expects her to make amends for them, even if it takes 300 years.